The New Zealand Certificate in Financial Services (Investment) (Level 5) is a specialised finance qualification that prepares students to provide regulated investment advice in New Zealand.

• Covers investment products, financial advice, and regulations
• Designed for those aiming to become financial advisers or investment specialists
• Recognised by industry as a mandatory qualification for financial advice roles

Why Study This Course?

• Gain skills to provide professional investment advice
• Learn financial legislation, ethics, and compliance requirements
• Understand investment products, risks, and returns
• Enter a high-paying financial services sector
• Pathway to becoming a licensed Financial Adviser

Programme Structure / Subjects

Core Courses (Total 65 credits)

1. Financial Services Legislation and Regulations (20 credits)
2. Financial Advice and Economic Environment (15 credits)
3. Investment Solutions Theory (15 credits)
4. Investment Solutions Portfolio (15 credits)

Focus areas:

• Financial markets
• Investment strategies
• Client advice process
• Risk analysis

Disciplines / Specialisation

• Investment Advisory
• Financial Planning
• Wealth Management
• Financial Compliance

Highlights

• Required qualification to become a Financial Adviser in NZ
• Flexible online learning format
• Industry-recognised certification
• Short duration (6 months)
• Strong earning potential (NZD $80K–$150K+)
• High demand for financial advisory services

Career Outcomes

Graduates can work as:

• Investment Adviser
• Financial Adviser Support
• Paraplanner
• Business Development Manager (Finance)

Industry Demand (Latest Insights)

• Growing demand for:
  • Financial advisers
  • Investment specialists
• Driven by:
  • Increasing personal investments
  • Regulatory requirements

Special Requirements

To work as a Financial Adviser in NZ:

• Must complete this qualification
• Must:
  • Be registered on Financial Service Providers Register
  • Work under or hold a Financial Advice Provider (FAP) licence

Further Study Pathways

After completion:

• Advanced financial services qualifications
• Business or finance diplomas/degrees
• Specialist certifications in insurance, lending, or banking

Final Expert Summary

This programme is:

• Essential qualification for financial advisory careers in New Zealand
  
• Short, flexible, and highly practical course
• Strong earning potential and industry demand